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Facility Safety Management Magazine Magazine Articles

Lock Out/Tag Out - Safety Measures That Require Constant Vigilance, Prevent Injury

-By Thomas G. Dolar
Reprinted with permission from Facility Safety Management Magazine

At first glance it might appear that Lock Out/Tag Out is a relatively easy safety measure to enforce. Lock Out refers simply to locking access to a hazardous machine and/or space. Tag Out is a lesser measure that implies a sign, which provides a specific directive that a certain area or machine is dangerous and should be avoided without authorization. Sometimes the two are needed separately. Other times they are used in concert.

Always follow lockout / Tagout procedures.Although Lock Out/Tag Out, as a concept, is straightforward and easy to understand, its implementation is often not quite so simple. “Lock Out/Tag Out is a national program of OSHA, and one of its primary concerns,” says safety consultant Sam Church, managing director, Safety Department, Inc., Pittsburg, PA.

Church offers a number of reasons why Lock Out/Tag Out regulations are not
always as adhered to as closely as they should be. “From my perspective, I see many facilities that tend to use a cookie-cutter approach to compliance for Lock Out/Tag Out, which falls far short of the high degree of specificity that OSHA requires,” Church says. “I believe some employers may confuse the allowance OSHA writes in for identical equipment.

Church explains that if one machine is exactly identical to the next and is in
the same location, then the procedures may be identical. However, if there are any changes or customization to a machine and/or the machines are in different locations, this necessitates highly detailed written procedures for each. Each must have a separate Lock Out/Tag Out set of rules and paperwork.

Can computerized training do an efficient job in terms of Lock Out/Tag Out?
One man who answers in the affirmative is Kirk Berry, vice president, sales for Mastery Technologies, Inc., Plano, TX. The company produces 100 safety videos, which are delivered from a computer, whether internet, Web, or CD-based. Two of these are devoted to Lock Out/Tag Out. They differ somewhat, for one is aimed at the affected employees and the other the authorized employees. The test usually takes about 30 minutes for affected employees and 45 minutes for the authorized. “Whenever the student missed a question, he is taken back to review that material,’” Berry says. “So he’ll keep reviewing it until he achieves a 100 percent score.”

Whereas traditional classroom teaching tends to miss or gloss over certain points, this method is much more thorough. “Typically our students achieve a 300 percent mastery over the traditional way,” Berry says. “And the same material can be taught in half the time, at a time of the student’s convenience.”

Another glaring shortcoming is the failure of employees to audit their own programs,” Church continues. “There’s a tendency to get everything down in writing, and then put the document on the shelf. But there must be a constant effort to observe procedures in the real world, and make sure they are being followed.

Church adds that OSHA uses the term “periodic” and managers often tend to audit their procedures on a less periodic basis than should be. Generally, Church says, the larger the facility, the more frequent should be the audits.

A third area of common negligence, Church says, is the annual review. “Every year management should sit down and go through all the procedures,” he says. “If anything has changed, the written instructions should be updated. Even if nothing has changed, a thorough review should take place, and it should be documented."

Church points out that Lock-Out/Tag-0ut is generally referred to protect against the release of any type of stored energy, including electrical, chemical, radioactive, pneumatic and hydraulic. But he says what is often overlooked are motor vehicles. In routine maintenance there should be procedures to make sure the vehicle does not start accidentally and that the wheels are locked. “Gravity also serves as stored energy, as when a forklift holds something in the air,” says Church. “Gravity is a stored energy at play also in situations where you have gas in elevated holding tanks.”

Lock Out is always preferred to Tag Out by safety professionals, Church says. But he adds that some situations are virtually impossible to Lock Out, so OSHA provides Tag Out options in various situations.

When asked the most frequent failure in this area, Church replies, “When someone enters an area, turns off a piece of equipment, then walks behind it. A co-worker comes in, sees the equipment is off, and then turns it on, exposing the first person to hazard. This happens all the time. Workers tend to want to take short cuts. Here the first worker was entirely at fault. He should have locked the door, then put a tag on the machine as well saying, 'Do Not Touch'.

The problem, Church says, is that often, as in the case above, the worker is taking a short cut not so much because he is lazy, but because he is trying to do a good job, and does not want to slow productivity.

Another frequent violation, Church says, is actively circumventing a machine safety interlock. “The most tragic incident that I have personal knowledge of in this regard was an employee of a recycling company who came to work early one morning at 4 a.m.,” Church says. “He was an experienced driver, and was coming in on his own time, because, after 10 or 12 years operating in rainy weather, he knew wet newspaper could settle on the bottom and jam up the blade. The best we can figure in reconstructing what happened is that he lifted the two interlocking doors built into the equipment for protection, then placed two bolts on them, which would simulate their being closed.

"Usually a cleaning process like this would take two men. But we think he circumvented the interlocking device and used a long handled ice chipper to try to get under the newspapers while the blade was in motion. The blade caught him. He was not crushed, but asphyxiated, as if from a boa constrictor. He was a good employee, who came to work early on his own time to solve a problem.

Lock Out/Tag Out injuries occur because employees do not recognize the hazard, assume they understand it when they really do not, or get into the habit of taking short cuts which they have gotten away with before, said Jerry Hartt, a safety consultant, whose Hartt Safety Services is based in Baton Rouge, LA.

Hartt speaks of one petrochemical plant he began working for about six years ago after an incident in which two men from an aerial lift were injured. This necessitated a review of all of the company's safety procedures. “Since then we've had a really good track record,” he says.

He explains that the company goes beyond the OSHA safety permit to make the procedures even more stringent, and a paper trail is maintained throughout the entire process, along with multiple checks.

For instance, the locks on the electrical circuit breakers are checked and documented by the operator, then verified by the front line supervisor, and, if there is a third party contractor or subcontractor, by that person too. “Then comes the safety department to provide further verification,” Hartt says. “There are a lot of checks and balances and the safety department acts like a set of inspectors."

The 400 employee plants makes food grade plastic, such as that used in milk jugs. “We’re always running tests on the plastics, to make sure they are safe for the consumer,” Hartt says. “In the same way we’re constantly checking the work site to make sure things are safe for the worker. Our motto is, ‘We inspect what we expect.’”

Although there have been no failures in the six years since the program began, the company is not complacent. “When we catch any little thing, like a form not filled out correctly, we remedy that, and reinforce the correct behavior. Some issues are immediately addressed by the safety manager to the worker. If there is a repeat or a trend, the matter is taken to the supervisor for reinforcement. It is a continual process of behavior modification.”

Reprinted, with permission From Facility Safety Management, January 2005, issue, Copyright © 2005 - Facility Safety Management. All rights reserved.

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